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Covered Entities Must Share PHI with Patients Even in an Unencrypted Format

This month, Atlantic Information Services reported that covered entities must provide patients with their ePHI when they request it, in a format that the patient can open on their computer. Does this mean Covered Entities may have to send unencrypted emails containing electronic Protected Health Information (ePHI) to their patients? It depends on what the patient requests.

The HHS statement that patients have the right to access their ePHI and that covered entities “must provide this access in the manner requested by the individual” have created confusion. Covered entities are now left trying to find ways to provide patients access to their ePHI without violating HIPAA requirements.

The Privacy Rule “allows the use of unencrypted email when communicating ePHI between the healthcare provider and the patient…provided they apply reasonable safeguards when doing so”. 1

Examples of safeguards include:

    1. Check the email address for accuracy.
    1. Send email to confirm the recipient before sending the ePHI.
    1. Limit the amount of information disclosed.
  1. Encrypt emails.

Many covered entities have policies in place requiring all email containing ePHI be encrypted, and we at Total HIPAA Compliance fully support these policies. Patients may complain about opening an encrypted email, but the alternative is that you are potentially exposing their unencrypted Protected Health Information to all kinds of unknown risks. An unencrypted email can go through multiple servers before it reaches its final destination, and every server it stops in on its way to its final destination is another potential failure point.

How do you protect your patients while giving them access to their information in the format requested?

    1. Don’t explicitly offer unencrypted communication– I know this sounds disingenuous, but if you have a communication request from a patient, it’s always best to default by sending those communications encrypted.
    1. Explain the risks of sending unencrypted communications– Most non-technical people don’t understand the risks they are taking by sending communications unencrypted. You can relate the privacy level to sending an electronic postcard listing all their requested information. It is estimated that medical identity theft costs an individual $13,500.2 This is a major reason to insist that all communications with patients be encrypted.
    1. Make the barrier for unencrypted communication high. HHS states, if the healthcare provider feels the patient is not aware of the risks of using unencrypted emails for ePHI, or has concerns about liability, they can inform the patients of those risks and allow the patient to make the decision. If the patient then decides to request the receipt of the ePHI using unencrypted email, the covered entity will be exempt of possible liability because the patient has given their explicit permission to receive the ePHI in an unencrypted form. Make sure the client signs off each time there is a requested unencrypted communication. This burden may push a client to receive information encrypted.
  1. Here is a form you can use if a client insists on having communications sent unencrypted.

Ways to Make Patient Communication Easier While Using Encryption:

Patient Portals
A patient portal is a secure website that patients can access with a username and password. Portals allow patients to access their ePHI through an internet connection. This is an elegant way to provide the patient with their PHI and not expose the information to hackers.

Use a different encrypted email provider
There are many HIPAA compliant email encryption services you can use. Some are easier for patients to use than others. If your patients are consistently complaining, maybe it’s time to look into a new provider. There are many great options out there that will integrate with your EHR.

Two of our favorite encrypted email platforms for ease of use and cost are:

    1. Virtru This application allows users to integrate with almost any email provider. Vitru Pro is HIPAA compliant and will sign a Business Associate Agreement. Virtru offers end-to-end encryption with the ability to revoke a message at any time. Vitru makes it easy for the sender to encrypt messages and the receiver to respond encrypted.
  1. Protected Trust is also another great product. The email recipient has to be registered with Protected Trust, but this is free for your patients. Protected Trust offers many different verification options for the recipient, including sending recipients a phone call or text message to verify their identity. This application is easy to use for the receiver since they do not have to install any software or create a new email address.

The HIPAA Omnibus update strives to make communication between providers and patients easier as well as protect the privacy of your patients. This can be tricky for the health care provider, but patients always have the right to access their own PHI, and it is up to healthcare providers to grant them that access. As patients begin to demand more communication, covered entities will have to figure out the best way to do this, while remaining HIPAA compliant.

    1. See 45 C.F.R. § 164.530(c)
    1. http://www.idtheftcenter.org/Identity-Theft/medical-id-theft-costs-victims-big-money.html
  1. http://www.hhs.gov/hipaa/for-professionals/faq/570/does-hipaa-permit-health-care-providers-to-use-email-to-discuss-health-issues-with-patients/

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Related Posts

Essential Guide to Email Authentication and Deliverability: How to Configure DMARC, SPF, and DKIM Records

Essential Guide to Email Authentication and Deliverability: How to Configure DMARC, SPF, and DKIM Records

Essential Guide to Email Authentication and Deliverability: How to Configure DMARC, SPF, and DKIM Records
*This process is technical and requires access to your Domain Name Server (DNS). It’s recommended to have an IT professional handle these configurations to avoid potential issues. If you proceed yourself, back up your current settings with screenshots or copies before making any changes.
Organizations rely heavily on email for marketing and communication, making it a prime target for malicious actors. Phishing, spoofing, and other email attacks can inflict significant financial and reputational damage. In response to this growing threat, email providers are tightening their security measures, and businesses that aren’t paying attention risk having their emails blocked.
A recent announcement from Microsoft, highlighted in their Tech Community blog, highlights that Outlook is implementing stricter requirements for high-volume senders to protect users from unwanted and potentially harmful messages. This move serves as a clear signal: email authentication is no longer optional – it’s required for all organizations, regardless of their sending volume.
The key to making sure your emails reach their intended recipients is all in the configuration and alignment of your Domain-based Message Authentication, Reporting and Conformance (DMARC), Sender Policy Framework (SPF), and DomainKeys Identified Mail (DKIM) records. These protocols verify an organization actually sent the emails and tells receiving servers your messages are legitimate and shouldn’t be sent to spam folders or blocked.
What makes SPF, DKIM, and DMARC so crucial?
SPF (Sender Policy Framework): This record lists the authorized mail servers permitted to send emails on your behalf. When your email server receives an email, it checks it and verifies if the sending server’s IP address matches the list in your SPF record. This helps prevent attackers from spoofing your domain using unauthorized servers.
DKIM (DomainKeys Identified Mail): DKIM adds a digital signature to your outgoing emails. This signature is cryptographically linked to your domain and verified by the receiving server using a public key published in your DNS records. DKIM ensures the integrity of the email content and confirms that it hasn’t been tampered with in transit.
DMARC (Domain-based Message Authentication, Reporting & Conformance): DMARC builds upon SPF and DKIM. It tells receiving servers what to do with emails that fail SPF and/or DKIM checks. You can set policies to “none” (monitor), “quarantine” (send to spam), or “reject” (block). DMARC also enables reporting, allowing you to gain valuable insights into who sends emails using your domain and identify potential spoofing attempts.
Microsoft’s Stance: A Wake-Up Call
The stricter requirements being implemented by Outlook for high-volume senders emphasize the need for organizations to set up and review their authentication protocols. While the current focus is on high-volume senders, it is clear: email providers are looking for authenticated mail. Failing to correctly set up your DMARC, SPF, and DKIM records will lead to deliverability issues of emails.
What Your Company Needs to Do Now:
Regardless of size or email volume, every company should take the following steps to make sure its email authentication is configured correctly. Here’s a checklist:
Audit Your Existing Records: Check for existing SPF, DKIM, and DMARC configurations. Are they accurate and up-to-date?
Implement Missing Records: If you are missing any of these records, add them immediately. *Consult with your IT team or email service provider for guidance.
Check Alignment: It’s crucial to make sure there is alignment between your SPF, DKIM, and DMARC records. This means that the domain used for SPF and the signing domain in DKIM should match the “From” address domain in your emails. DMARC relies on this alignment to function effectively.
Start with a Monitoring Policy: For DMARC, it’s often best to start with a “none” policy to monitor how your emails are being handled and identify any legitimate sending sources that might not be properly authenticated.
Gradually Enforce Stronger Policies: Once you clearly understand your email flows and have addressed any authentication issues, move gradually towards stronger DMARC policies like “quarantine” or “reject” to protect your domain from spoofing actively.
Regularly Review and Update: The email landscape is constantly changing. Regularly review and update your authentication records as needed, especially when changing your emails or third-party sending services.
The Benefits of Proper Email Authentication:
Properly configuring and aligning your DMARC, SPF, and DKIM records offers significant benefits:
Improved Email Deliverability: Your legitimate emails are more likely to reach the inbox, avoiding spam folders and blocks.
Enhanced Brand Reputation: Protecting your domain from spoofing builds trust with your recipients and safeguards your brand’s reputation.
Increased Security: You significantly reduce the risk of using your domain for phishing and other malicious activities.
Compliance with Evolving Standards: By staying ahead of the curve, you ensure your email practices align with the increasingly stringent requirements of email providers.
The message is clear: email authentication is no longer optional. The recent emphasis from major providers like Microsoft underscores its critical importance in maintaining reliable and secure email communication. By taking the steps to audit and align your DMARC, SPF, and DKIM records, your organization can protect itself, customers, and reputation. Don’t wait until your emails are blocked – act now to secure your email.
Have questions or need help with your HIPAA compliance? Schedule a call with our experts today. https://www.totalhipaa.com/get-started/
To check your DMARC Records go here
https://www.totalhipaa.com/dmarc-lookup-free/
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https://easydmarc.com/

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